Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Brandon King is an active investment advisor representative with Principal Securities, Inc. Troy has been in the industry since May 1999. Troy is registered in 27 states and has been actively registered in Iowa since October 2004. Troy King holds Series 3, 6, 7 and 66 licenses as well as the SIE. Troy is able to provide investment advice to a range of clients, including individuals, high-net-worth individuals, corporations, trusts, pension and profit-sharing plans, insurance companies, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/13/2023 - Present
Principal Securities, Inc. (NORWALK IA)
BOTH
Issued 10/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/02/1997
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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