Unclaimed
Troy Brandon Gibbs is a financial advisor with Raymond James & Associates, Inc. Troy has been in the financial services industry since 1997 and has experience working with a wide range of clients including high-net-worth individuals, corporations, and institutions. Troy is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63, and 65 licenses. Troy is also registered with the state of Florida and Texas as an investment advisor representative. Troy is dedicated to providing his clients with personalized financial advice and investment strategies. Troy is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/21/2017 - Present
Raymond James & Associates, Inc. (PONTE VEDRA BEACH FL)
FL
07/01/2003 - 11/06/2006
WACHOVIA SECURITIES, LLC (PONTE VEDRA BEACH FL)
NY
06/09/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/10/1997 - 07/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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