Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Benjamin Stubbs is an investment advisor representative currently registered with LPL Financial LLC. Troy Stubbs has been in the securities industry since July 2, 2017. Previously, Troy Stubbs was registered with Duncan-Williams, Inc., from January 23, 2003 until November 16, 2006. Troy Stubbs has passed the Series 7, Series 63, Series 66, and SIE exams. Troy Stubbs offers financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Troy Stubbs is registered in Alabama, Arizona, California, Colorado, Florida, Georgia, Idaho, Kentucky, Louisiana, Maryland, Massachusetts, Mississippi, Oklahoma, South Carolina, Tennessee, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
05/10/2021 - Present
LPL Financial LLC (PRATTVILLE AL)
TN
01/23/2003 - 11/16/2006
DUNCAN-WILLIAMS, INC. (MEMPHIS TN)
BOTH
Issued 05/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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