Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Bartholomew Tipton is a financial advisor at Capital Client Group, Inc. Troy has been in the financial services industry since 2000. Troy is registered with the state of Indiana as both a broker and an investment advisor. Troy offers a wide range of financial services to individual and institutional clients, including investment advice and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
IN
06/17/2013 - Present
Capital Client Group, Inc. (CARMEL IN)
TX
02/04/2000 - 09/05/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 06/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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