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Troy Anthony Draizen

Jonestrading

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About Troy Anthony Draizen

Troy Draizen is a financial professional with over 15 years of experience in the industry. Troy has a wide range of experience in the financial markets, having worked at several prominent firms including Cowen and Company, KCG Americas LLC, and Getco Execution Services LLC. Troy holds several securities licenses including Series 3, 7, 24, 55, 57TO, and 66. Troy is currently registered with Jonestrading, a firm that specializes in providing a variety of financial services.

Firm Information

Troy Draizen is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Draizen’s Registration & Firm History

SC

01/19/2021 - Present

Jonestrading (Daniel Island SC)

NY

11/08/2017 - 10/02/2020

COWEN AND COMPANY (NEW YORK NY)

NY

02/09/2015 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NJ

01/03/2011 - 11/18/2014

KCG AMERICAS LLC (RED BANK NJ)

NJ

09/11/2013 - 06/11/2014

GETCO EXECUTION SERVICES LLC (JERSEY CITY NJ)

NJ

03/17/2008 - 01/03/2011

KNIGHT DIRECT LLC (JERSEY CITY NJ)

NJ

10/25/2007 - 09/04/2008

EDGETRADE LLC (JERSEY CITY NJ)

NY

01/20/2006 - 10/12/2007

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2007

Series 3 - National Commodity Futures Examination

BC

Issued 05/11/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Troy Anthony Draizen.
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