Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Dawson has been in the financial services industry since 1994. He is a registered representative with Lincoln Investment and Capital Analysts. Troy holds licenses to provide securities advice and investment advisory services in Arizona, California, Colorado, Ohio, Texas and Washington. He is a member of the FINRA and has a Series 6, Series 63 and Series 65 license. Troy specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. His experience with Lincoln Investment and Capital Analysts makes him qualified to assist a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
02/18/2020 - Present
Lincoln Investment (DES MOINES WA)
WA
03/14/2008 - 12/31/2010
PACIFIC WEST SECURITIES, INC. (DES MOINES WA)
WA
11/22/2006 - 03/18/2008
AXA ADVISORS, LLC (DES MOINES WA)
WA
02/15/2005 - 12/04/2006
GREAT AMERICAN ADVISORS, INC. (RENTON WA)
IL
08/01/2000 - 02/15/2005
PMG SECURITIES CORPORATION (ELGIN IL)
IL
05/24/1994 - 08/01/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IA
Issued 01/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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