Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Williams has been in the securities industry since May 7, 1994. Troy is currently registered with Virtu Americas LLC, and has been with them since July 2, 2012. Prior to this, Troy was registered with Virtu ITG LLC, Knight Capital Americas, L.P., Sherwood Securities Corp., and Daiwa Securities America Inc.. Troy has a Series 7, Series 55, SIE, and Series 57TO license and is registered in ten states including California, Connecticut, District of Columbia, Kansas, Massachusetts, Missouri, New Jersey, New York, North Carolina, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/02/2012 - Present
Virtu Americas LLC (New York NY)
NY
05/22/2019 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NJ
07/28/1998 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
01/24/1995 - 06/26/1998
SHERWOOD SECURITIES CORP. (NEW YORK NY)
NY
03/28/1994 - 01/13/1995
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 04/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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