Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Allen Niehaus is a financial advisor with Wells Fargo Clearing Services, LLC. Troy has been in the financial services industry for over 20 years and holds Series 66, Series 7 and SIE licenses. Troy is registered to provide investment advice in several states including South Dakota, North Dakota, Alaska, Arizona, California, Colorado, Florida, Idaho, Illinois, Iowa, Kentucky, Maryland, Michigan, Minnesota, Montana, Nebraska, Nevada, New Mexico, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming. Before joining Wells Fargo Clearing Services, LLC, Troy worked as an advisor with WELLS FARGO INVESTMENTS, LLC and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SPEARFISH SD)
SD
07/27/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SPEARFISH SD)
KS
12/18/2000 - 07/30/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 01/05/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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