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Troy Alexander Sanford

Fidelity Brokerage Services LLC

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About Troy Alexander Sanford

Troy Sanford is a financial professional with over 10 years of experience in the securities industry. Troy has a strong track record of providing investment advice and guidance to individuals and families. Troy is currently registered with Fidelity Brokerage Services LLC and holds a variety of licenses, including Series 7, Series 9, Series 10, and Series 63. Troy is committed to providing clients with personalized financial advice that meets their unique needs and goals.

Firm Information

Troy Sanford is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Sanford’s Registration & Firm History

FL

08/07/2012 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 09/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/29/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Troy Alexander Sanford.
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