Unclaimed
Troy Sanford is a financial professional with over 10 years of experience in the securities industry. Troy has a strong track record of providing investment advice and guidance to individuals and families. Troy is currently registered with Fidelity Brokerage Services LLC and holds a variety of licenses, including Series 7, Series 9, Series 10, and Series 63. Troy is committed to providing clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/07/2012 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 09/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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