Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Albert Oates is a financial advisor who has been in the industry since December 2012. Troy is currently registered with Raymond James Financial Services Advisors, Inc., and has previously been registered with SIGMA FINANCIAL CORPORATION. Troy is licensed to provide financial advice in Colorado, Florida, Georgia, Illinois, Iowa, Kansas, Michigan, Missouri, Montana, Oklahoma, Utah, Virginia, Wisconsin, and Wyoming. Troy has passed the Series 66, SIE, and Series 7 exams. Troy provides a variety of financial services including financial planning, pension consulting, educational seminars, and portfolio management. Troy works at the Sycamore, Illinois branch of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
04/25/2016 - Present
Raymond James Financial Services Advisors, Inc. (Sycamore IL)
IL
12/20/2012 - 04/15/2016
SIGMA FINANCIAL CORPORATION (Sycamore IL)
BOTH
Issued 02/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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