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Troy Adam Torian

PHX Financial, Inc.

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About Troy Adam Torian

Troy Adam Torian is a registered representative with Phx Financial, Inc. Troy Adam Torian is a well-seasoned financial professional with experience in the industry since 1997. Currently, Troy Adam Torian is located at PHX Financial, Inc.'s office in New York, NY. Troy Adam Torian holds a variety of licenses and certifications including Series 63, Series 24, SIE, Series 7, and Series 62.

Firm Information

Troy Torian is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Troy Torian’s Registration & Firm History

NY

01/28/2016 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

04/21/2015 - 01/29/2016

JOSEPH STONE CAPITAL L.L.C. (NEW YORK NY)

NY

12/10/2013 - 04/21/2015

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

03/15/2010 - 11/19/2013

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NJ

03/17/2008 - 03/22/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (MOUNT HOLLY NJ)

NY

07/08/2003 - 04/07/2008

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

NY

11/09/1998 - 03/03/2003

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

NJ

08/20/1998 - 11/09/1998

KEATON FINANCIAL SERVICES, INC. (HACKENSACK NJ)

NY

04/18/1997 - 04/29/1998

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/17/1997

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Troy Adam Torian. Review regulatory record here.
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