Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Randall is a financial professional with over 30 years of experience in the industry. Randall is a Registered Representative and Investment Advisor Representative with RBC Capital Markets, LLC. Randall is registered in Minnesota and Iowa and is also registered in numerous other states for securities and investment advisory services. Prior to joining RBC Capital Markets, LLC, Troy Randall was a financial advisor at Morgan Stanley in West Des Moines, Iowa. Randall has a strong background in providing financial planning and investment management services to a variety of clients. Randall is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/04/2024 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
IA
06/29/2021 - 02/23/2023
MORGAN STANLEY (West Des Moines IA)
IA
07/17/2020 - 06/10/2021
SECURITIES AMERICA, INC. (Norwalk IA)
IA
03/08/2017 - 07/17/2020
INVESTACORP, INC. (Norwalk IA)
IA
04/13/2004 - 02/17/2017
PRINCIPAL SECURITIES, INC. (WEST DES MOINES IA)
SC
04/15/2003 - 02/13/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
12/13/2000 - 01/09/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
12/15/2000 - 08/12/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
08/07/1996 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NJ
05/26/1994 - 07/15/1996
ELAN INVESTMENT SERVICES, INC. (MORRIS PLAINS NJ)
NY
09/21/1991 - 04/05/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
05/16/1989 - 09/25/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/16/1989 - 09/25/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 01/14/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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