Unclaimed
Troy Gardner is a financial advisor based in Aurora, Colorado, who is currently registered with Farmers Financial Solutions, LLC. Troy is a well-experienced financial advisor with over 15 years in the industry, and has been with Farmers Financial Solutions, LLC since 2015. Troy has a wide range of securities licenses, including Series 6, Series 7, and Series 63, along with his Series 65 license, allowing Troy to offer a broad range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/10/2019 - Present
Farmers Financial Solutions, LLC (Aurora CO)
CO
05/20/2015 - 12/21/2018
FARMERS FINANCIAL SOLUTIONS, LLC (AURORA CO)
CO
02/20/2007 - 12/12/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
08/16/2005 - 02/09/2007
NYLIFE SECURITIES LLC (DENVER CO)
IA
Issued 07/31/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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