Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Troy? Claim Your ProfileTroy Franzen is an investment advisor representative with Seia and Signature Investment Advisors, LLC, and has been in the industry for over 20 years. Troy has a broad range of experience and holds licenses in Series 6, 7, 63, and 65 and the SIE. Troy specializes in providing financial planning and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/29/2013 - Present
Seia (IRVINE CA)
CA
11/02/2018 - 06/30/2023
ROYAL ALLIANCE ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
01/06/2014 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
10/02/2010 - 09/17/2013
CITY NATIONAL SECURITIES, INC. (IRVINE CA)
CA
05/22/2002 - 07/07/2010
COMERICA SECURITIES (COSTA MESA CA)
MA
05/14/1996 - 09/25/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
05/14/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 05/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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