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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trong? Claim Your ProfileTrong Dinh Pham is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Trong has been in the industry since 2005 and has been with Merrill Lynch since 2017. Trong has a Series 7 and Series 66 license and is registered with the states of Washington, Texas, California, Florida, Idaho, Maryland, Michigan, New Jersey, New York, North Carolina, Oklahoma, Oregon, and Virginia. Trong has experience working with individuals, high-net-worth individuals, corporations, and institutions. Trong provides a range of financial services, including investment management, portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/24/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
06/01/2009 - 03/20/2017
MORGAN STANLEY (SEATTLE WA)
WA
11/21/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
08/10/2005 - 12/02/2008
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
BOTH
Issued 09/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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