Unclaimed
Trixie Brockway is a financial advisor based in Dallas, TX. Trixie has been in the financial industry since 2019. She is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Trixie holds Series 63, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/12/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
12/12/2019 - 06/28/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DALLAS TX)
TX
06/17/2019 - 11/27/2019
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 07/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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