Invested Better
Unclaimed

Unclaimed

Unclaimed

Tristram Gibbons Deery

Samuel A. Ramirez & Company, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tristram? Claim Your Profile

About Tristram Gibbons Deery

Tristram Gibbons Deery is a registered representative with Samuel A. Ramirez & Company, Inc. Tristram has over 30 years of experience in the securities industry. Tristram has been registered with the firm since August 1, 2017. Prior to joining Samuel A. Ramirez & Company, Inc., Tristram was employed with SIEBERT CISNEROS SHANK & CO., L.L.C. and MURIEL SIEBERT & CO., INC. in New York, NY, and PRAGER, SEALY & CO., LLC and PRAGER, MCCARTHY & SEALY in San Francisco, CA. Tristram holds Series 63, SIE, and Series 7 licenses.

Firm Information

Tristram Deery is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tristram Deery’s Registration & Firm History

NY

08/01/2017 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

01/27/2004 - 07/17/2017

SIEBERT CISNEROS SHANK & CO., L.L.C. (NEW YORK NY)

NY

09/20/2013 - 03/23/2015

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

CA

02/16/2001 - 01/28/2004

PRAGER, SEALY & CO., LLC (SAN FRANCISCO CA)

CA

06/20/1991 - 06/11/1999

PRAGER, MCCARTHY & SEALY (SAN FRANCISCO CA)

NA

01/09/1987 - 04/29/1991

MABON, NUGENT & CO.

Not sure if Tristram Gibbons Deery is right for you?

Licenses & Designations

BC

Issued 02/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tristram Gibbons Deery.
Not sure if Tristram Gibbons Deery is right for you?