Unclaimed
Tristram Gibbons Deery is a registered representative with Samuel A. Ramirez & Company, Inc. Tristram has over 30 years of experience in the securities industry. Tristram has been registered with the firm since August 1, 2017. Prior to joining Samuel A. Ramirez & Company, Inc., Tristram was employed with SIEBERT CISNEROS SHANK & CO., L.L.C. and MURIEL SIEBERT & CO., INC. in New York, NY, and PRAGER, SEALY & CO., LLC and PRAGER, MCCARTHY & SEALY in San Francisco, CA. Tristram holds Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2017 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
01/27/2004 - 07/17/2017
SIEBERT CISNEROS SHANK & CO., L.L.C. (NEW YORK NY)
NY
09/20/2013 - 03/23/2015
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
CA
02/16/2001 - 01/28/2004
PRAGER, SEALY & CO., LLC (SAN FRANCISCO CA)
CA
06/20/1991 - 06/11/1999
PRAGER, MCCARTHY & SEALY (SAN FRANCISCO CA)
NA
01/09/1987 - 04/29/1991
MABON, NUGENT & CO.
BC
Issued 02/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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