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Tristan William Hawkins

United Brokerage Services, Inc.

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About Tristan William Hawkins

Tristan Hawkins is a financial advisor with United Brokerage Services, Inc. Tristan has been in the industry since 2001 and has a broad range of experience in financial advising. Tristan is registered with the following states: Delaware, Florida, Maryland, New Jersey, North Carolina, Oklahoma, Pennsylvania, South Carolina, Texas, and Virginia. Tristan is licensed to provide financial advice for individuals, businesses, and investment companies.

Firm Information

Tristan Hawkins is currently registered with United Brokerage Services, Inc.. United Brokerage Services, Inc. is a corporation formed in 1995 and headquartered in Parkersburg, West Virginia. The firm is registered with the SEC and in 46 states. They offer a variety of advisory services including portfolio management for individuals and businesses, and selection of other advisers. They also participate in wrap fee programs. The firm has over 249 million in regulatory assets under management for 790 accounts. They primarily serve high-net-worth individuals and individuals other than high-net-worth.
United Brokerage Services, Inc.

514 MARKET STREET

PARKERSBURG, WV 26101

$249.75M

Assets Under Management

1,751

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tristan Hawkins’s Registration & Firm History

VA

03/22/2016 - Present

United Brokerage Services, Inc. (Reston VA)

VA

02/09/2011 - 03/22/2016

MML INVESTORS SERVICES, LLC (FAIRFAX VA)

VA

07/01/2004 - 02/16/2011

LPL FINANCIAL LLC (FAIRFAX VA)

NY

04/25/2001 - 06/10/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 05/11/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 04/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tristan William Hawkins.
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