Unclaimed
Tristan Lamb is a registered representative with Vanguard Marketing Corp. Tristan is licensed to conduct securities business in the United States. Tristan has been in the securities industry for 3 months. Tristan is registered in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Tristan has a Series 7TO, Series 63 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/14/2023 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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