Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tristan? Claim Your ProfileTristan Bolton is a financial advisor with Mariner Independent. Tristan is a registered investment advisor with a Series 7, Series 6, Series 63 and Series 66 license. Tristan has worked in the financial services industry since 2007, and has experience providing financial planning and investment advisory services to individuals, families, businesses, and institutions. Tristan's areas of expertise include investment management, retirement planning, and estate planning. Tristan is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/01/2022 - Present
Mariner Independent (Lafayette CA)
CA
07/15/2020 - 01/31/2022
LION STREET FINANCIAL, LLC (San Ramon CA)
CA
02/03/2020 - 07/21/2020
WADDELL & REED (LAFAYETTE CA)
SC
09/19/2016 - 09/30/2019
LPL FINANCIAL LLC (FORT MILL SC)
CA
08/15/2014 - 01/14/2016
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
12/03/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
01/06/2010 - 11/11/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
05/20/2009 - 11/12/2009
H.D. VEST INVESTMENT SERVICES (VALENCIA CA)
CA
02/26/2007 - 04/30/2009
JOHN HANCOCK DISTRIBUTORS LLC (SANTA BARBARA CA)
BOTH
Issued 02/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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