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Tristan Marie Smith

Voya Financial Partners, LLC

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About Tristan Marie Smith

Tristan Marie Smith has been in the securities industry since July 31, 1998. Tristan is currently registered with Voya Financial Partners, LLC and holds a Series 6, Series 26, Series 63, and SIE license. Prior to joining Voya, Tristan worked at JOHN HANCOCK DISTRIBUTORS LLC, TRANSAMERICA INVESTORS SECURITIES CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., MANULIFE FINANCIAL SECURITIES LLC, ONE ORCHARD EQUITIES, INC. and THE GREAT-WEST LIFE ASSURANCE COMPANY. Tristan is registered with the state of California.

Firm Information

Tristan Smith is currently registered with Voya Financial Partners, LLC. Voya Financial Partners, LLC is a Limited Liability Company formed in November 2000. The firm is registered in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tristan Smith’s Registration & Firm History

CT

10/09/2023 - Present

Voya Financial Partners, LLC (WINDSOR CT)

MA

12/16/2014 - 11/09/2021

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CA

09/14/2006 - 10/02/2014

TRANSAMERICA INVESTORS SECURITIES CORPORATION (LOS ANGELES CA)

CA

11/07/2005 - 07/20/2006

ROYAL ALLIANCE ASSOCIATES, INC. (WOODLAND HILLS CA)

MA

11/18/1997 - 08/03/2004

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

CO

01/03/1997 - 05/20/1997

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

07/25/1994 - 01/03/1997

THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 04/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tristan Marie Smith.
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