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Tristan M Thomas-martin

BMO Capital Markets Corp.

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About Tristan M Thomas-martin

Tristan Thomas-martin is a financial professional with over 12 years of experience in the industry. Tristan has a strong background in securities trading and research, having worked for prominent firms such as Sidoti & Company, LLC and Newbridge Securities Corporation. Tristan is currently registered with BMO Capital Markets Corp. and holds a Series 66, Series 7, Series 86, and Series 87. Tristan is licensed in all 50 states and the District of Columbia.

Firm Information

Tristan Thomas-martin is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Tristan Thomas-martin’s Registration & Firm History

NY

08/02/2016 - Present

BMO Capital Markets Corp. (New York NY)

NY

03/04/2013 - 08/10/2016

SIDOTI & COMPANY, LLC (NEW YORK NY)

NY

01/05/2012 - 03/04/2013

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

12/10/2009 - 12/01/2011

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/24/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2013

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/09/2013

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 12/09/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tristan M Thomas-martin.
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