Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tristan? Claim Your ProfileTristan Gerra is a financial advisor who has been active in the industry since 1995. He currently works at Robert W. Baird & Co. Inc. Tristan has previously worked at a variety of financial institutions, including Soundview Technology Corporation, Charles Schwab & Co., Inc., Prudential Securities Incorporated, NationsBanc Montgomery Securities, Inc., Montgomery Securities, and Dean Witter Reynolds Inc. Tristan's expertise includes a range of financial products and services, including securities, investments, and research. Tristan is licensed to offer investment advice in California, Nevada, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
12/08/2004 - Present
Robert W. Baird & Co. Inc. (SAN FRANCISCO CA)
CT
08/12/2004 - 11/09/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
TX
05/28/2004 - 08/16/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
04/08/2003 - 05/28/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
NY
11/18/1997 - 04/09/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/01/1997 - 10/17/1997
NATIONSBANC MONTGOMERY SECURITIES, INC. (NEW YORK NY)
CA
05/14/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
08/02/1995 - 05/01/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/19/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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