Unclaimed
Tristan Elijah Yungen is a financial advisor registered with Vanguard Marketing Corp. in Scottsdale, Arizona. Tristan has been in the securities industry since September 19, 2017. Tristan is licensed in Arizona and California. Tristan holds Series 6, 7, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
09/20/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 10/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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