Unclaimed
Tristan Clark is a financial professional with Invesco Distributors, Inc. Tristan has been in the financial services industry since July 2023. Tristan is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative. Tristan holds the Series 7, Series 63, and Series 66 licenses. Tristan is also registered in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/04/2024 - Present
Invesco Distributors, Inc. (ATLANTA GA)
SC
07/18/2023 - 06/03/2024
FIRST CITIZENS INVESTOR SERVICES, INC. (Greenville SC)
BC
Issued 07/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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