Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tristan? Claim Your ProfileTristan Charles-duane Flowers is a registered representative with Charles Schwab & CO., Inc. Tristan has been in the securities industry since 2021. Tristan is registered in 53 states for Broker/Dealer and 1 state for Investment Advisor. Tristan is also a registered representative with TD AMERITRADE, INC. in Tennessee. Tristan has passed the Series 7TO, SIE and Series 66 exams. Tristan's office is located in Franklin, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TN
08/03/2022 - Present
Charles Schwab & CO., Inc. (Franklin TN)
TN
10/12/2022 - 05/19/2024
TD AMERITRADE, INC. (Knoxville TN)
BOTH
Issued 11/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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