Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tristan? Claim Your ProfileTristan Caudron is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Tristan has been in the financial industry since 1995 and has a wide range of experience in helping individuals and families achieve their financial goals. Tristan is a Certified Financial Planner and holds the Series 7, Series 9, Series 10, Series 63, and Series 65 licenses. Tristan is committed to providing personalized financial advice to clients. Tristan specializes in investment management, financial planning, and retirement planning. Tristan also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/23/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ALEXANDRIA VA)
VA
10/01/1999 - 05/16/2024
WELLS FARGO CLEARING SERVICES, LLC (ALEXANDRIA VA)
NC
05/17/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 06/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tristan Caudron is the right advisor for you? Invested Better is here to help.
