Unclaimed
Tristan Arthur Cullen is a financial advisor registered with Fidelity Brokerage Services LLC. Tristan is a licensed Series 63, Series 9, Series 10, Series 7TO, and SIE exam holder. Tristan has been a financial advisor since January 26, 2022, and is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
01/27/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 02/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/16/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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