Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tristan? Claim Your ProfileTristan Alexander Chase is a financial advisor at Charles Schwab & Co., Inc. Tristan has been in the industry for over two years. Tristan holds licenses for Series 7TO, Series 63, and Series 9, and is registered in 51 states. Prior to joining Charles Schwab & Co., Inc., Tristan worked at TD Ameritrade, Inc. Tristan specializes in financial planning, selection of other advisors, and providing wrap fee program sponsorship.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
06/06/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
06/13/2020 - 12/15/2022
TD AMERITRADE, INC. (Lone Tree CO)
BC
Issued 06/22/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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