Unclaimed
Tristan Harding is an investment advisor representative at PNC Investments. Tristan has been in the securities industry for over 10 years. Tristan is registered to provide investment advice in New Jersey. Tristan has passed Series 6, 7, 66, and SIE examinations. Tristan's previous employment includes roles at PNC Bank and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/04/2020 - Present
PNC Investments (BRIDGEWATER NJ)
NJ
07/09/2014 - 01/17/2018
PNC INVESTMENTS (MILLBURN NJ)
FL
10/07/2003 - 04/16/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SARASOTA FL)
BOTH
Issued 08/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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