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Trisha Nicole Spillane

AON Securities LLC

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About Trisha Nicole Spillane

Trisha Spillane is a registered representative with Aon Securities LLC, a brokerage firm headquartered in Chicago. Trisha's career in the financial industry began in June 2021. Trisha holds the Series 7, 79TO, and 63 licenses. Trisha is also registered in several states including California, Illinois, New York, and Puerto Rico.

Firm Information

Trisha Spillane is currently registered with AON Securities LLC. AON Securities LLC is a Limited Liability Company registered with the SEC and in 52 states. The firm, which was formed in 2018, provides fairness opinions, and has 11 registered representatives. Their main office is located in Chicago, Illinois.
AON Securities LLC

200 EAST RANDOLPH STREET

CHICAGO, IL 60601

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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fairness opinions

Fairness opinions

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Trisha Spillane’s Registration & Firm History

NY

06/26/2021 - Present

AON Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/02/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 01/11/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trisha Nicole Spillane.
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