Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trisha? Claim Your ProfileTrisha Marie Pietz has been active in the financial services industry since July 25, 2009. Trisha Marie Pietz is currently registered with Robinhood Financial, LLC, and Robinhood Securities, LLC in Florida. Trisha Marie Pietz holds Series 6, 7, 24, 52TO and 63 licenses. Trisha Marie Pietz has previously worked for U.S. BANCORP INVESTMENTS, INC., AMERIPRISE FINANCIAL SERVICES, INC., WELLS FARGO INVESTMENTS, LLC, and WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/11/2024 - Present
Robinhood Financial, LLC (Lake Mary FL)
MN
11/14/2013 - 07/12/2024
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
12/22/2010 - 03/04/2013
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/06/2010 - 12/20/2010
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
02/05/2009 - 03/16/2010
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
08/28/2006 - 04/10/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 09/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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