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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trisha? Claim Your ProfileTrisha Lyn Sheneman is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Trisha has been in the industry since August 2015, and has a Series 66, Series 10, Series 9, Series 31, SIE and Series 7. Trisha is registered with the Securities and Exchange Commission (SEC) and 53 state securities authorities. Trisha's registrations include broker-dealer, investment advisor, and investment advisor representative. Trisha's specializations include retirement planning, college savings, estate planning, and insurance. Trisha's firm has approximately $10 billion to $50 billion in assets under management. The firm provides services to individuals, corporations, and institutions. Trisha is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/12/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
BOTH
Issued 10/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/23/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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