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Trisha Horn

Capital Client Group, Inc.

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About Trisha Horn

Trisha Horn is a registered representative of Capital Client Group, Inc. Trisha has been in the financial services industry since 2010 and has a Series 7, Series 66 and SIE license. Trisha specializes in providing personalized investment advice to individual clients. Trisha has previously been associated with CUNA Brokerage Services, Inc., and Ameriprise Financial Services, LLC.

Firm Information

Trisha Horn is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Trisha Horn’s Registration & Firm History

TX

01/19/2022 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

TX

08/30/2021 - 01/03/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Bulverde TX)

TX

12/09/2010 - 09/01/2021

CUNA BROKERAGE SERVICES, INC. (NEW BRAUNFELS TX)

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Licenses & Designations

BOTH

Issued 11/17/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trisha Horn.
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