Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trisha? Claim Your ProfileTrisha Elena Franckowiak is a financial professional with over 30 years of experience in the industry. Trisha is currently registered with RBC Capital Markets, LLC, a firm with a long history of providing investment services to a variety of clients, including high-net-worth individuals, corporations, and institutional investors. Trisha has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/2006 - Present
RBC Capital Markets, LLC (NEW YORK NY)
CT
07/08/2002 - 01/04/2006
ADVEST, INC. (HARTFORD CT)
MA
01/08/2001 - 03/01/2002
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
NY
06/03/1994 - 11/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/24/1993 - 04/25/1994
WOLFE & HURST BOND BROKERS INC. (JERSEY CITY NJ)
NY
03/04/1992 - 02/09/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 04/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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