Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trisha? Claim Your ProfileTrisha Annette Miller is a financial professional with over 30 years of experience in the industry. Trisha is currently registered with Foreside Fund Services, LLC and holds a Series 7, Series 24, Series 31 and SIE licenses. Trisha was previously registered with Robert A. Stanger & Company, Inc., Starwood Capital, L.L.C., Carey Financial, LLC, Rydex Distributors, Inc., Planco Financial Services, Inc., FSC Securities Corporation, Columbia Funds Distributor, Inc., Putnam Mutual Funds Corp., Fidelity Investments Institutional Services Company, Inc., American Capital Marketing, Inc., Baring & Brown, R.C. Williams Capital & Securities Corp. and Dean Witter Reynolds Inc.. Trisha is licensed in 51 states and the District of Columbia. Trisha has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
07/09/2021 - Present
Foreside Fund Services, LLC (Washington DC)
NJ
04/17/2019 - 05/03/2021
ROBERT A. STANGER & COMPANY, INC. (SHREWSBURY NJ)
VA
10/16/2017 - 11/29/2018
STARWOOD CAPITAL, L.L.C. (Arlington VA)
VA
08/21/2008 - 10/02/2017
CAREY FINANCIAL, LLC (ALEXANDRIA VA)
MD
07/13/2005 - 08/18/2008
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
CT
02/18/2005 - 07/18/2005
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
GA
04/26/2004 - 02/10/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
06/05/1998 - 04/06/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
08/07/1995 - 05/06/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
RI
11/15/1994 - 08/17/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NA
01/25/1991 - 10/13/1994
AMERICAN CAPITAL MARKETING, INC.
NA
09/12/1989 - 12/11/1990
BARING & BROWN
NA
04/18/1988 - 09/14/1989
R.C. WILLIAMS CAPITAL & SECURITIES CORP.
NA
02/06/1987 - 10/09/1987
DEAN WITTER REYNOLDS INC.
BC
Issued 12/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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