Unclaimed
Trina Johnson is a financial advisor with Northwestern Mutual Investment Services, LLC. Trina has been in the industry since 2006. Trina has been registered with FINRA since 2003 and has experience at a number of firms, including PRUCO SECURITIES, LLC., MORGAN STANLEY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Trina holds the Series 63, Series 24, Series 7, and SIE licenses. Trina is also a Registered Representative in New Jersey and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/11/2022 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
NJ
06/04/2018 - 08/09/2021
PRUCO SECURITIES, LLC. (Newark NJ)
NJ
11/29/2017 - 04/27/2018
MORGAN STANLEY (LAWRENCEVILLE NJ)
NJ
10/26/2005 - 12/21/2015
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
10/26/2005 - 01/02/2015
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
10/26/2005 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
10/26/2005 - 09/05/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NJ
10/26/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
05/08/2003 - 06/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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