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Trina Y Johnson

Northwestern Mutual Investment Services, LLC

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About Trina Y Johnson

Trina Johnson is a financial advisor with Northwestern Mutual Investment Services, LLC. Trina has been in the industry since 2006. Trina has been registered with FINRA since 2003 and has experience at a number of firms, including PRUCO SECURITIES, LLC., MORGAN STANLEY, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Trina holds the Series 63, Series 24, Series 7, and SIE licenses. Trina is also a Registered Representative in New Jersey and Wisconsin.

Firm Information

Trina Johnson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Trina Johnson’s Registration & Firm History

WI

10/11/2022 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

NJ

06/04/2018 - 08/09/2021

PRUCO SECURITIES, LLC. (Newark NJ)

NJ

11/29/2017 - 04/27/2018

MORGAN STANLEY (LAWRENCEVILLE NJ)

NJ

10/26/2005 - 12/21/2015

METLIFE SECURITIES INC. (SOMERSET NJ)

NJ

10/26/2005 - 01/02/2015

NEW ENGLAND SECURITIES (SOMERSET NJ)

NJ

10/26/2005 - 09/05/2013

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

10/26/2005 - 09/05/2013

WALNUT STREET SECURITIES, INC. (SOMERSET NJ)

NJ

10/26/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

NY

05/08/2003 - 06/08/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/04/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trina Y Johnson.
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