Unclaimed
Trilok Subedi is a Registered Representative and an Investment Advisor Representative. Trilok is currently registered with First Command Brokerage Services, Inc. in Texas and has been in the industry since June 15, 2014. Prior to joining First Command Brokerage Services, Inc., Trilok was a Registered Representative with Charles Schwab & Co., Inc., TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Trilok holds Series 3, 4, 7, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/13/2024 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
TX
03/30/2023 - 08/07/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
06/11/2014 - 12/31/2023
TD AMERITRADE, INC. (Southlake TX)
TX
05/18/2018 - 05/18/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
BC
Issued 06/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2021
Series 4 - Registered Options Principal Examination
BC
Issued 06/13/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2016
Series 3 - National Commodity Futures Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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