Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Nicole Bivens is a financial advisor at Robert W. Baird & Co. Inc. in Milwaukee, Wisconsin. Tricia has been in the financial services industry since 2013 and holds Series 7, 24, and 66 licenses. Tricia is also an Independent Certified OPTAVIA Coach. Tricia has experience with a variety of financial services, including portfolio management for individuals, businesses, and investment companies. Tricia is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
02/14/2022 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
IL
07/25/2018 - 02/14/2022
MML INVESTORS SERVICES, LLC (DOWNERS GROVE IL)
IL
07/20/2016 - 07/19/2018
LPL FINANCIAL LLC (PLAINFIELD IL)
HI
06/02/2014 - 12/22/2014
METLIFE SECURITIES INC. (HONOLULU HI)
HI
04/12/2013 - 12/22/2014
NEW ENGLAND SECURITIES (Honolulu HI)
BOTH
Issued 10/13/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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