Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Monique McIntosh is a financial advisor with over 20 years of experience in the industry. Tricia currently works with UBS Financial Services Inc. and previously held positions with Transamerica Financial Advisors, Inc., World Group Securities, Inc., Southtrust Securities, Inc., Liberty Securities Corporation, American Express Financial Advisors Inc., IDS Life Insurance Company, PaineWebber Incorporated, and First Atlanta Securities, LLC. Tricia holds licenses for Series 63, Series 66, Series 7, and the SIE, and specializes in financial planning, portfolio management for individuals and businesses, and educational seminars. Tricia is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
12/12/2022 - Present
UBS Financial Services Inc. (Atlanta GA)
GA
03/17/2022 - 04/27/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (Johns Creek GA)
GA
11/01/2006 - 05/11/2007
WORLD GROUP SECURITIES, INC. (ATLANTA GA)
AL
11/17/1999 - 09/06/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
01/13/2000 - 05/01/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MN
08/18/1999 - 11/18/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/18/1999 - 11/18/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
11/13/1998 - 09/15/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
FL
07/21/1998 - 10/23/1998
FIRST ATLANTA SECURITIES, LLC (DESTIN FL)
BOTH
Issued 04/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/28/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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