Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Lynn Kubik is a financial advisor with LPL Financial LLC. Tricia has been in the financial services industry since 1999 and has experience with Securities America, Inc. and Wells Fargo Advisors, LLC. Tricia is registered with FINRA and holds Series 63, Series 66, Series 7 and SIE licenses. Tricia specializes in helping clients with a wide range of financial needs, including investment management, retirement planning, and estate planning. Tricia is committed to providing her clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
02/26/2020 - Present
LPL Financial LLC (AURORA NE)
NE
10/24/2016 - 02/24/2020
SECURITIES AMERICA, INC. (AURORA NE)
NE
01/01/2008 - 09/21/2016
WELLS FARGO ADVISORS, LLC (GRAND ISLAND NE)
NE
09/05/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GRAND ISLAND NE)
MN
02/13/2000 - 09/20/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MN
08/14/1999 - 09/04/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
BOTH
Issued 12/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Tricia Kubik is the right advisor for you? Invested Better is here to help.
