Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Lynn Komarnicki is a financial advisor who has been in the industry since 2001. Tricia is currently registered with LPL Financial LLC and has also worked at HSBC Securities (USA) INC., HSBC Brokerage (USA) INC., QUICK & REILLY, INC., and FLEET ENTERPRISES, INC.. Tricia is licensed in New York. Tricia holds the Series 6, Series 63, and SIE licenses. Tricia specializes in investments, mutual funds, variable life insurance, annuities, stocks, and bonds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
02/06/2017 - Present
LPL Financial LLC (WANTAGH NY)
NY
01/01/2005 - 03/30/2015
HSBC SECURITIES (USA) INC. (LEVITTOWN NY)
NY
11/30/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
08/07/2000 - 10/21/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/16/2000 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
BC
Issued 12/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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