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Tricia Lynn De haan

CWM, LLC

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About Tricia Lynn De haan

Tricia Lynn De Haan is a registered investment advisor representative at CWM, LLC. Tricia has been in the financial services industry since October 2020. Tricia holds the Series 66 and Series 7TO licenses and has been registered with the state of Iowa since August 2022. Tricia has a long history of providing financial services in the Pella, IA area. Tricia also provides notary services and is a secretary for the New Life Prison Church.

Firm Information

Tricia De haan is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Tricia De haan’s Registration & Firm History

IA

08/31/2022 - Present

CWM, LLC (Pella IA)

IA

10/23/2020 - 09/26/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (PELLA IA)

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Licenses & Designations

BOTH

Issued 12/19/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/23/2020

Series 7TO - General Securities Representative Examination

BC

Issued 06/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tricia Lynn De haan.
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