Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Lyn Dorcheff is an investment advisor representative with Stifel, Nicolaus & Company, Inc. in Blue Ash, OH. Tricia has been in the securities industry since June 30, 2005. She is registered to provide investment advisory services in 46 states. Previously, she was employed by UBS Financial Services Inc., Wells Fargo Advisors, LLC, and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/20/2016 - Present
Stifel, Nicolaus & Company, Inc. (BLUE ASH OH)
OH
12/07/2015 - 10/18/2016
UBS FINANCIAL SERVICES INC. (CINCINNATI OH)
OH
10/12/2015 - 11/27/2015
WELLS FARGO ADVISORS, LLC (CINCINNATI OH)
OH
08/20/2008 - 10/21/2015
ROBERT W. BAIRD & CO. INCORPORATED (CINCINNATI OH)
OH
06/14/2005 - 08/12/2008
HORAN SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 08/31/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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