Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Liller is an investment advisor representative with Osaic Wealth, Inc. Tricia has been in the industry since 1999 and is registered in Florida as both a broker-dealer and an investment advisor. Tricia has worked for several firms over the years, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Pruco Securities Corporation. Tricia holds several licenses including the Series 6, 7, and 66. Tricia is also a registered assistant for iTP Partners, Wingate Group Wealth Management, and American Portfolios Advisors (APA). Tricia provides financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
FL
04/22/2010 - 03/03/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
FL
11/14/2008 - 04/22/2010
UBS FINANCIAL SERVICES INC. (PONTE VEDRA BEACH FL)
FL
10/05/2000 - 11/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PONTE VEDRA BEACH FL)
NJ
10/23/1998 - 04/26/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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