Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Jones is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC, and has been in the industry since December 21, 2002. Tricia has a broad range of experience in the financial services industry, having worked for several firms prior to joining TIAA. Tricia is also a registered representative and investment advisor representative in 51 states. Tricia focuses on providing financial planning and portfolio management for individuals and other clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
04/22/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Addison TX)
MI
09/27/2017 - 09/13/2022
COMERICA SECURITIES (DETROIT MI)
TX
11/08/2010 - 08/24/2016
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
05/19/2006 - 07/01/2009
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/21/2005 - 03/22/2006
BEHRINGER SECURITIES LP (DALLAS TX)
CT
09/05/2003 - 06/14/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
01/24/2001 - 03/05/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
12/08/1999 - 01/09/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NE
01/28/1999 - 06/28/1999
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
WI
07/07/1997 - 10/15/1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/07/1997 - 10/15/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 04/20/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 07/24/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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