Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Plumhoff is a financial professional with over 17 years of experience in the industry. Tricia has worked with PFS Investments Inc. since 2005. Tricia is registered as a Registered Representative and Investment Advisor Representative with PFS Investments Inc. in Kentucky. Tricia holds the Series 6, Series 63, Series 65 and SIE licenses. Tricia is also registered to sell securities in Indiana and Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
01/02/2025 - Present
PFS Investments Inc. (FT WRIGHT KY)
IA
Issued 01/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tricia Plumhoff is the right advisor for you? Invested Better is here to help.
