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Tricia Jamila Davis

Brookfield Oaktree Wealth Solutions LLC

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About Tricia Jamila Davis

Tricia Jamila Davis is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. Tricia has been in the industry since May 2011 and has a strong background in financial services, having worked at several firms including Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., Pruco Securities, LLC, Prudential Annuities Distributors, Inc, Prudential Investment Management Services LLC and UBS Financial Services Inc. Tricia holds the Series 7, Series 24, and Series 7TO securities licenses. She is also a registered representative with FINRA. Tricia is dedicated to providing her clients with personalized financial advice and strategies to help them achieve their financial goals.

Firm Information

Tricia Davis is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tricia Davis’s Registration & Firm History

NY

03/30/2023 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

NY

05/25/2019 - 10/04/2021

INVESCO DISTRIBUTORS, INC. (NEW YORK NY)

NY

10/23/2012 - 05/25/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NJ

04/07/2010 - 10/18/2012

PRUCO SECURITIES, LLC. (NEWARK NJ)

CT

04/07/2010 - 10/18/2012

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

NJ

04/07/2010 - 10/18/2012

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

11/18/2009 - 03/25/2010

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 12/17/2022

Series 24 - General Securities Principal Examination

BC

Issued 12/17/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tricia Jamila Davis.
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