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Tricia Haskins

National Financial Services LLC

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About Tricia Haskins

Tricia Haskins is a financial professional with over 20 years of experience in the industry. She has held positions at several firms, including Fidelity Brokerage Services LLC and National Financial Services LLC. Tricia is registered with FINRA and has a strong background in investment company products and variable contracts. She also holds the Series 6, 7, 24, 63, SIE and Series 99TO licenses. Tricia's expertise and commitment to client satisfaction make her a valuable resource for investors.

Firm Information

Tricia Haskins is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tricia Haskins’s Registration & Firm History

MA

10/20/2017 - Present

National Financial Services LLC (BOSTON MA)

MA

09/17/2020 - 11/04/2021

FIDELITY DISTRIBUTORS COMPANY LLC (BOSTON MA)

MA

11/03/2005 - 05/26/2009

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

CA

09/26/1997 - 04/27/1998

VAN KASPER & COMPANY (SAN FRANCISCO CA)

NY

07/10/1997 - 07/31/1997

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

MO

01/13/1997 - 07/08/1997

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MA

06/14/1995 - 08/08/1995

COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)

CO

11/07/1994 - 04/04/1995

JANUS DISTRIBUTORS, INC. (DENVER CO)

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Licenses & Designations

BC

Issued 10/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/2005

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Tricia Haskins.
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