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Tricia Fiore

Brokers International Financial Services, LLC

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About Tricia Fiore

Tricia Fiore is a financial advisor with Brokers International Financial Services, LLC, providing investment advice to individuals and families. Tricia has been a registered representative for over 10 years and holds both Series 6 and 7 licenses as well as Series 63 and 65 licenses. Her experience and knowledge in the industry allow her to provide a wide range of financial services. Tricia also holds a CPA license and operates her own public accounting firm. Tricia has held previous positions with AVANTAX INVESTMENT SERVICES, INC. and H.D. VEST INVESTMENT SERVICES.

Firm Information

Tricia Fiore is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Tricia Fiore’s Registration & Firm History

RI

06/16/2021 - Present

Brokers International Financial Services, LLC (Westerly RI)

RI

07/30/2014 - 06/22/2021

AVANTAX INVESTMENT SERVICES, INC. (Westerly RI)

RI

01/08/2013 - 08/12/2014

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (WESTERLY RI)

RI

06/06/2012 - 01/08/2013

H.D. VEST INVESTMENT SERVICES (WESTERLY RI)

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Licenses & Designations

IA

Issued 07/10/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2015

Series 7 - General Securities Representative Examination

BC

Issued 06/05/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tricia Fiore.
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